International Seminar

日本語 → 11th SAAJ International Seminar | 7 April 2020 | Tokyo, Japan
Sponsored by SAAJ

Venue: Grand Ballroom, Mandarin Oriental, Tokyo
3rd floor, 2-1-1 Nihonbashi-muromachi, Chuo-ku, Tokyo, Japan
Simultaneous interpretation in English and Japanese will be provided.

13:00-13:30 Registration
13:30-13:40 Welcome and Opening Remarks
Hiroyuki Shinshiba, CMA
The Securities Analysts Association of Japan
13:40-14:20 Session1 Keynote Address
Challenges in Asset Management in Japan
Toshihide Endo
Financial Services Agency, Government of Japan
14:25-15:15 Session2
Client focused Culture in Asset Management

David Hunt
President and Chief Executive Officer
  • Mr. Hunt will discuss three major themes:
    *What does it mean to have a Fiduciary mindset? He will give examples and talk through the issues an asset manager faces when making decisions on behalf of clients rather than on behalf of shareholders. He will highlight some of the conflicts that can arise and offer thoughts on how to address them. David will briefly touch on US regulatory developments surrounding the DOL Fiduciary duty (vacated), the SEC’s Reg BI implementation and the ongoing debate surrounding both of them.
    *What are the implications for the culture of an asset manager? He will discuss the elements of culture that are important to set. He will discuss the difficulties of common goals such as asset gathering, AUM levels in driving client performance and suggest a more holistic way of driving the organization to meet long term client needs
    *What are the implications for the Industry? He will discuss why asset management does not behave more like a business, but rather looks like a profession. This has important implications for M & A, for consolidation, and for the right way for the industry to consider is own evolution.
15:15-15:25 Refreshments
15:25-16:15 Session3
Future Strategic Direction For Japanese Asset Management Companies
Akira Sugano
President & CEO
Asset Management One Co., Ltd.
  • In the worldwide, business environmental change in the asset management industry; from active to passive, from traditional to alternative, never-ending fee compression, and a rising tide of ESG investments, what will be strategic options for Japanese asset management companies.
    Also, threats and opportunities in the era of digitalization of the retail asset management business are discussed.
16:15-16:25 Refreshments
16:25-18:00 Session4 Panel Discussion
Further Transformation in Asset Management Industry

Hiroki Nakagiri
Founder and Chief Executive Officer

Haruhiro Nakano
President & CEO

Kiyoshi Mizuno
Office Manager of Asset Building & Investment Support Office
Corporate Planning Department, Corporate Division
Rakuten Securities, Inc.,

Chiho Shimada
Chief Editor
Ibbotson Associates Japan, Inc.

18:00 Closing
18:00-19:30 Networking Reception
Foyer, 3rd floor, Mandarin Oriental, Tokyo

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「CMA」「日本証券アナリスト協会認定アナリスト」「Certified Member Analyst of the Securities Analysts Association of Japan」は、公益社団法人日本証券アナリスト協会の登録商標です。


© 2015 The Securities Analysts Association of Japan.